About us

Company

CNI Securities Group focuses on providing high-quality securities related services to our customers, including securities trading, underwriting and placing, investment banking, securities advisory and research services, prime brokerage and DMA trading service. We have about 10 years of experience in China, Middle East and North America. CNI Securities Group is now a prime force in Global Brokerage Services that combines broad, multi-asset product offering and access to Global Exchanges. We offer clients a multi-asset prime brokerage platform that covers a variety of financial assets including listed products, stocks, futures & commodities, and bonds in the global market. CNI Securities is fully equipped with qualified personnel and professionals to assist SME in listing in the Hong Kong Exchange. We were surveyed and rated by a popular newspaper, Sing Tao Daily, as the number one Chinese underwriter in 2015 in terms of number of listing and placing deals in the Hong Kong Exchange.

CNI Securities Group

Diversified financing planning agencies

Mission

Focus on execution and clearing services for listed products, stocks, futures & commodities, bonds and other financial derivatives.

Target

Become the top full licensed broker and investment bank, to provide clients with a multi-asset investment platform.

Market

We have businesses in Asia, particularly China and Hong Kong, and also in Middle East focusing on the Gulf countries.

Development History

May 2008

CNI Securities Group was established in May 2008

We have about 10 years of financial experience in China, Middle East and North America. CNI is committed to integrating a wide range of multi-asset products with major global exchanges to provide our clients with a multi-asset brokerage platform covering a wide range of financial assets, including listed products, stocks, futures and commodities, and global bonds.

Dec 2009

CNI Securities was officially granted a Type 1 [Dealing in Securities] license issued by the Hong Kong Securities and Futures Commission

Aug 2010

CNI Securities joined Chinese Securities Association of Hong Kong and contributes to the stability and prosperity of Hong Kong's economy.

Jun 2011

CNI Securities was officially granted a Type 2 [Dealing in Futures Contracts] license issued by the Hong Kong Securities and Futures Commission

May 2014

CNI Securities was officially granted a Type 4 [Advising on Securities] license issued by the Hong Kong Securities and Futures Commission

Jun 2015

A CNI Securities subsidiary, CNI Global Assets Management Limited, was established

Provide asset management services to customers

Successful Case

Listing
79
Placing Shares
34
Public Offering
6
Block Trade
2
New Bonds
2
Convertible bonds
1

Testimonial